Pretrained Transformer Language Models for Search: Understanding Dense Retrieval and Sparse Retrieval

Pavan Keerthi

Hatched by Pavan Keerthi

Aug 18, 2023

4 min read

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Pretrained Transformer Language Models for Search: Understanding Dense Retrieval and Sparse Retrieval

Introduction:
In the world of information retrieval, scoring functions play a crucial role in determining the relevance of documents to a given query. One popular scoring function is BM25, a lexical-based retrieval algorithm that has been widely used. However, as technology advances, new methods such as Dense Retrieval (DR) and Sparse Retrieval (SR) have emerged, leveraging the power of pre-trained language models like (Distil)BERT or T5. In this article, we will explore the key differences between DR and SR, the techniques used in each approach, and the benefits they bring to search systems.

Dense Retrieval: Harnessing the Power of Dense Vector Representations
Dense Retrieval involves encoding documents into dense vectors using pre-trained language models. This technique allows us to capture the semantic meaning of the text, enabling more accurate retrieval. Unlike sparse vectors, which rely on inverted indexes, dense vectors cannot effectively utilize this traditional indexing method due to the vast number of dimensions. Instead, dense retrieval relies on methods like Approximate Nearest Neighbor (ANN) search to find high-dimensional document embeddings similar to the query.

To implement ANN search, frameworks like FAISS can be used. FAISS provides efficient algorithms for searching nearest neighbors in high-dimensional spaces. By utilizing ANN search, dense retrieval systems can quickly identify relevant documents based on their dense vector representations. This approach is particularly useful when dealing with large collections of documents.

Sparse Retrieval: Bridging the Lexical Gap
Sparse Retrieval, on the other hand, focuses on projecting documents into sparse vectors aligned with the vocabulary of the document's language. Traditional methods like TF-IDF and BM25 have long been used in sparse retrieval. However, with the rise of pre-trained language models, new techniques have emerged to address the lexical gap, which refers to the limitation of sparse retrieval in capturing the relevance of terms not explicitly mentioned in the document.

Approaches like SPLADE utilize neural models to infer the relevance of vocabulary terms to a document, even if they are not present. This allows sparse retrieval systems to overcome the shortcomings of solely relying on verbatim term matching. For example, a page about dog food may be highly relevant to a query about dogs, even if the word "dog" is not explicitly mentioned. By incorporating neural models, sparse retrieval can better capture the semantic meaning and context of documents.

Combining Dense and Sparse Retrieval for Enhanced Search Systems
While dense and sparse retrieval have their unique approaches, they are not mutually exclusive. In fact, combining these two techniques can lead to even more powerful search systems. By leveraging the strengths of both approaches, we can create a hybrid retrieval system that captures both the semantic meaning and the lexical relevance of documents.

Actionable Advice:

  1. Consider implementing dense retrieval using pre-trained language models like BERT or T5 to capture the semantic meaning of documents. This can greatly enhance the relevance of search results.
  2. Explore the use of Approximate Nearest Neighbor search frameworks like FAISS to efficiently search for high-dimensional document embeddings in dense retrieval systems. This can significantly improve retrieval speed, especially for large document collections.
  3. Incorporate neural models, such as SPLADE, in sparse retrieval systems to bridge the lexical gap and capture the relevance of terms not explicitly mentioned. This can help overcome the limitations of traditional sparse retrieval methods.

Conclusion:
In the ever-evolving field of information retrieval, dense retrieval and sparse retrieval have emerged as powerful techniques for enhancing search systems. Dense retrieval leverages the power of dense vector representations and approximate nearest neighbor search, while sparse retrieval bridges the lexical gap through neural models. By combining these approaches, search systems can achieve a balance between semantic meaning and lexical relevance, leading to more accurate and comprehensive search results. As technology continues to advance, it is crucial for researchers and practitioners to stay updated with the latest developments in pretrained transformer language models for search.

References:
[1] - Mentioned source: r/MachineLearning - [D] Difference between sparse and dense information retrieval
[2] - FAISS: A library for efficient similarity search and clustering of dense vectors
[3] - SPLADE: Sparse Localized Attention for Dense Retrieval

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