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www.fca.org.uk/publications/multi-firm-reviews/testing-how-authorised-fund-managers-are-embedding-guiding-principles-esg-and-sustainable-investment
Dec 2, 2023
46
esma70-156-4572_mifid_ii_final_report_on_algorithmic_trading.pdf
www.esma.europa.eu/sites/default/files/library/esma70-156-4572_mifid_ii_final_report_on_algorithmic_trading.pdf
Nov 18, 2023
23
CP22/20: Sustainability Disclosure Requirements (SDR) and investment labels - cp22-20.pdf
www.fca.org.uk/publication/consultation/cp22-20.pdf
Nov 10, 2023
14
MIFIDPRU 8 - FCA Handbook
www.handbook.fca.org.uk/handbook/MIFIDPRU/8/?view=chapter
Oct 22, 2023
49
Updating and improving the UK regime for asset management: our priorities
www.fca.org.uk/news/speeches/updating-and-improving-uk-regime-asset-management-our-priorities
Oct 22, 2023
13
CP23/20: Diversity and inclusion in the financial sector – working together to drive change - cp23-20.pdf
www.fca.org.uk/publication/consultation/cp23-20.pdf
Sep 25, 2023
1067
Lessons-from-SVB.pdf
www.oaktreecapital.com/docs/default-source/memos/lessons-from-svb.pdf?sfvrsn=af305866_22
Sep 17, 2023
10
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www.bankofengland.co.uk/-/media/boe/files/quarterly-bulletin/2018/banks-internal-capital-markets-how-do-banks-allocate-capital-internally.pdf
Sep 17, 2023
6
EBA-Op-2015-20 Report on investment firms.pdf
www.eba.europa.eu/sites/default/documents/files/documents/10180/983359/0bd8f11e-4a5e-4e33-ad13-d9dbe23ea1af/EBA-Op-2015-20%20Report%20on%20investment%20firms.pdf
Sep 17, 2023
24
IFPR implementation observations: quantifying threshold requirements and managing financial resources
www.fca.org.uk/publications/multi-firm-reviews/ifpr-implementation-observations
Sep 17, 2023
1
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www.bankofengland.co.uk/-/media/boe/files/quarterly-bulletin/2013/bank-capital-and-liquidity.pdf
Sep 17, 2023
643
Discussion Paper on a new prudential regime for Investment Firms (EBA-DP-2016-02).pdf
www.eba.europa.eu/sites/default/documents/files/documents/10180/1647446/cf75b87e-2db3-47a3-b1f3-8a30fa6962da/Discussion%20Paper%20on%20a%20new%20prudential%20regime%20for%20Investment%20Firms%20%28EBA-DP-2016-02%29.pdf?retry=1
Sep 15, 2023
2
FR10/23 Thematic Analysis: Emerging Risks in Private Finance - IOSCOPD745.pdf
www.iosco.org/library/pubdocs/pdf/IOSCOPD745.pdf
Sep 15, 2023
207
PS23:/13: Introducing a gateway for firms who - ps23-13.pdf
www.fca.org.uk/publication/policy/ps23-13.pdf
Sep 12, 2023
1
PERG 2 - FCA Handbook
www.handbook.fca.org.uk/handbook/PERG/2/?view=chapter
Sep 10, 2023
ukpgaen_20230029_en.pdf
www.legislation.gov.uk/ukpga/2023/29/pdfs/ukpgaen_20230029_en.pdf
Sep 9, 2023
1951
EUR-Lex - 02014R0600-20220101 - EN - EUR-Lex
eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A02014R0600-20220101
Sep 8, 2023
1
Draft EU Regulation to introduce product bans for CSDDD violations in form of forced labour
blogs.law.ox.ac.uk/oblb/blog-post/2023/08/draft-eu-regulation-introduce-product-bans-csddd-violations-form-forced
Sep 8, 2023
7
ESG Disclosure Rules: New Developments as Potential Catalysts of the ‘Cascade Effect’
blogs.law.ox.ac.uk/oblb/blog-post/2023/08/esg-disclosure-rules-new-developments-potential-catalysts-cascade-effect
Sep 8, 2023
2
Unbundling Climate Change Risk from ESG
blogs.law.ox.ac.uk/oblb/blog-post/2023/09/unbundling-climate-change-risk-esg
Sep 8, 2023
1
Portfolio letter: Wholesale banks portfolio analysis and strategy forum - portfolio-letter-wholesale-bankining-sector-portfolio-analysis.pdf
www.fca.org.uk/publication/correspondence/portfolio-letter-wholesale-bankining-sector-portfolio-analysis.pdf
Sep 8, 2023
19
UK/EU Investment Management Update (September 2023)
www.sidley.com/en/insights/newsupdates/2023/09/uk-eu-investment-management-update-september-2023
Sep 7, 2023
38
Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice
www.fca.org.uk/publications/good-poor-practice/firms-preparations-cryptoasset-financial-promotions-regime
Sep 7, 2023
513
FCA sets expectations ahead of incoming crypto marketing rules
www.fca.org.uk/news/press-releases/fca-sets-expectations-ahead-incoming-crypto-marketing-rules
Sep 7, 2023
6
DP22/6: Future Disclosure Framework - dp22-6.pdf
www.fca.org.uk/publication/discussion/dp22-6.pdf
Sep 7, 2023
603
DP23/2: Updating and improving the UK regime for asset management - dp23-2.pdf
www.fca.org.uk/publication/discussion/dp23-2.pdf
Sep 7, 2023
1549
Consumer research: Financial Capability: A Behavioural Economics Perspective - fsa-crpr69.pdf
www.fca.org.uk/publication/research/fsa-crpr69.pdf
Sep 6, 2023
36
esa_thematic_report_on_financial_education.pdf
www.esma.europa.eu/sites/default/files/library/esa_thematic_report_on_financial_education.pdf
Sep 6, 2023
1
Keeping pace with rising costs – improving financial inclusion for consumers
www.fca.org.uk/news/speeches/keeping-pace-rising-costs-improving-financial-inclusion-consumers
Sep 6, 2023
9
Digital Delivery of Financial Education: Design and Practice - Digital-delivery-of-financial-education-design-and-practice.pdf
www.oecd.org/financial/education/Digital-delivery-of-financial-education-design-and-practice.pdf
Aug 11, 2023
481
EU AIFMD — New Rules on the Cross-Border Distribution of Funds From August 2021 — Implications for Non-EU Managers
www.sidley.com/en/insights/newsupdates/2021/06/new-rules-on-the-crossborder-distribution-of-funds-from-august-2021-implications-for-noneu-managers
Aug 10, 2023
34
How Will the EU Markets in Crypto Assets Regulation Affect Crypto and Other Financial Services Firms?
www.sidley.com/en/insights/newsupdates/2022/11/how-will-the-eu-markets-in-crypto-assets-regulation-affect-crypto-and-other-financial-services-firms
Aug 10, 2023
118
UK/EU Investment Management Update (June 2023)
www.sidley.com/en/insights/newsupdates/2023/06/uk-eu-investment-management-update-june-2023
Aug 10, 2023
77
Implications of the European Commission’s June 2023 Sustainable Finance Package
www.sidley.com/en/insights/newsupdates/2023/06/european-commission-publishes-sustainable-finance-package
Aug 10, 2023
34
UK/EU Investment Management Update (July 2023)
www.sidley.com/en/insights/newsupdates/2023/07/uk-eu-investment-management-update-july-2023
Aug 10, 2023
30
UK/EU Investment Management Update (August 2023)
www.sidley.com/en/insights/newsupdates/2023/08/uk-eu-investment-management-update-august-2023
Aug 10, 2023
88
(PDF) 'Level up your money game': an analysis of gamification discourse in financial services Level up your money game': an analysis of gamification discourse in financial services
www.researchgate.net/publication/349552418_'Level_up_your_money_game'_an_analysis_of_gamification_discourse_in_financial_services_Level_up_your_money_game'_an_analysis_of_gamification_discourse_in_financial_services
Aug 8, 2023
38
7080908247624631059299a94bea94c340ca.pdf
pdfs.semanticscholar.org/4d71/7080908247624631059299a94bea94c340ca.pdf
Aug 8, 2023
40
Artificial Intelligence in the Industry 4.0, and Its Impact on Poverty, Innovation, Infrastructure Development, and the Sustainable Development Goals: Lessons from Emerging Economies? - 87a5531fd7885590849db2b764d3812558ea.pdf
pdfs.semanticscholar.org/4745/87a5531fd7885590849db2b764d3812558ea.pdf
Aug 8, 2023
34
CP23/17: Rules relating to Securitisation - cp23-17.pdf
www.fca.org.uk/publication/consultation/cp23-17.pdf
Aug 8, 2023
1221
Mint-Report-Final-Version-February-10-2021.pdf
gflec.org/wp-content/uploads/2021/02/Mint-Report-Final-Version-February-10-2021.pdf
Aug 7, 2023
82
Financial well-being and literacy in a high-inflation environment - 2023-P-Fin-Index-report-TIAA-Inst-and-GFLEC-Apr-2023.pdf
gflec.org/wp-content/uploads/2023/04/2023-P-Fin-Index-report-TIAA-Inst-and-GFLEC-Apr-2023.pdf
Aug 7, 2023
73
EUR-Lex - 02019R2088-20200712 - EN - EUR-Lex
eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A02019R2088-20200712
Aug 6, 2023
188
EUR-Lex - 32019R2088 - EN - EUR-Lex
eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A32019R2088
Aug 6, 2023
83
EUR-Lex - 32020R0852 - EN - EUR-Lex
eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A32020R0852
Aug 6, 2023
263
Helping firms provide more support to customers making investment decisions
www.fca.org.uk/firms/helping-firms-provide-more-support-customers-making-investment-decisions
Aug 3, 2023
9
Short_Selling_Regulation_Review_-_sovereign_debt_and_CDS_consultation_document__1_.pdf
assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/1168851/Short_Selling_Regulation_Review_-_sovereign_debt_and_CDS_consultation_document__1_.pdf
Jul 11, 2023
6
Short_Selling_Regulation_Review_-_Government_response__1.pdf
assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/1169119/Short_Selling_Regulation_Review_-_Government_response__1.pdf
Jul 11, 2023
34
newbook.book - ukpga_20230029_en.pdf
www.legislation.gov.uk/ukpga/2023/29/pdfs/ukpga_20230029_en.pdf
Jul 7, 2023
661
Artificial intelligence: benefits, risks and regulation in financial services | Practical Law
uk.practicallaw.thomsonreuters.com/w-039-8337?navId=31F694795E1950F3BE4214B37FDE0A5A&comp=pluk&transitionType=Default&contextData=%28sc.Default%29
Jul 5, 2023
35
11 Defining Your Fund's Investment Strategy
learning.oreilly.com/library/view/the-business-of/9781119639688/c11.xhtml
Jun 29, 2023
1